Benchmarks administrators register
收藏资源简介:
This Register provides a list of all administrators located in the Union which have been authorised or registered pursuant to Article 34 of the Benchmarks Regulation (Regulation (EU) 2016/1011 of 8 June 2016), administrators located outside the Union that comply with the conditions laid down in Article 30(1) of the same Regulation, administrators located outside the Union that acquired recognition in accordance with Article 32 of the same Regulation, administrators located outside the Union which provide benchmarks that are endorsed in accordance with the procedure laid down in Article 33 of the same Regulation and supervised entities endorsing benchmarks in accordance with Article 33 of the same Regulation. According to Article 36 of the Benchmarks Regulation, ESMA has to establish and maintain a public Register that contains the consolidated list that is provided in this Register.
本登记册涵盖以下四类基准管理人及相关受监管实体:一是欧盟境内依据《基准监管条例(Benchmarks Regulation)》(2016年6月8日发布的(EU)2016/1011号条例)第34条获得授权或完成登记的管理人;二是非欧盟境内且符合前述条例第30条第1款规定条件的管理人;三是非欧盟境内且依据前述条例第32条获得认可的管理人;四是非欧盟境内且按照前述条例第33条规定的程序为经背书的基准提供服务的管理人;以及依据前述条例第33条对基准进行背书的受监管实体。根据《基准监管条例》第36条,欧洲证券和市场管理局(ESMA)应当建立并维护一份公开登记册,收录本登记册所载的整合清单。



