Annual Survey of Industries 2009 - Sri Lanka

Abstract
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The Objectives of the Annual Survey of Industries are:
1. To provide indicators of the performance and the structure of the industrial sector.
2. To update the list of industrial establishments already available.

Geographic coverage
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National

Analysis unit
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Industrial establishment

Universe
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All industries with 5 or more persons engaged.

Kind of data
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Sample survey data [ssd]

Sampling procedure
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ASI is predominantly a postal survey . But staitistical officers are send to the non-responding establishments to get the questionnaires completed.

All industrial establishments with 5 or more persons as in the Census of Industry 2003 / 2004 was the frame (sample population) of ASI.

The whole frame was divided into two sectors as establishments with 500 or more persons engaged and establishments with "5 to 499" persons engaged. All establishments in the 500 or more sector (Census part) and a probability sample of "5 to 499" sector (Survey part) were canvassed.

This survey part was further stratified according to geographical locations, industrial activity and size. Geographical strata were 25 administrative districts. Industrial activities were defined as the industry group levels, 2 digit level of ISIC. The size classes were defined as "5-9", "10-14", "15-19", "20-24", "25-29", "30-49", "50-99", "100-149", "150-199", "200-299", "300-499", "500-999" and "1000" according to the number of people engaged and size strata was used where the number engaged exceeds 1000

There were 446 establishments in the census part and another 1922 were selected for the sample out of 24091 industries. Higher probabilities were given to select rare industries.The sample was selected systematically within the strata.

(Please see the Technical part under the External Resources)

SUGGESTED ENTRY:
ASI is predominantly a postal survey. But statistical officers are sent to the non-responding establishments to get the questionnaires completed.

The list of industrial establishments with 5 or more persons as in the Census of Industry 2003 / 2004 was the frame (sample population) of ASI.

The whole frame was divided into two sectors as establishments with 25 or more persons engaged and establishments with 5 - 24 persons engaged. All establishments in the 25 or more sector (census part) and a probability sample of 5 to 24 sector (survey part) were canvassed.
This survey part was further stratified according to geographical location, industrial activity and size. Geographical strata were 25 administrative districts. Industrial activities were defined as the industry division levels, (2 digit level of ISIC). The persons engaged size classes which were defined as 5-9, 10- 24, 25 or more persons engaged were used as the size strata. There were 4,230 establishments in the census part and another 2,079 were selected for the sample out of 22,430 industries. Higher probabilities were given to select rare industries. The sample was selected systematically within the strata.

Mode of data collection
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Mail Questionnaire [mail]

Research instrument
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There were 20 questions in the questionnaire. The first 14 questions were on identification information. Questions 15-18 were on Inputs and Output and question number 19 and 20 were about the Investment and Labour of the establishments. The value of goods moved out, receipt from industrial services done for others and opening and closing stocks of output were collected to compile the gross output. Input were the addition of value of raw materials consumed for the year 2005, (i.e. Cost of raw materials adjusted for stocks) and the consumption of Electricity, Fuel and Water. Book value at the beginning of the year, gross additions during the year, and Depreciation were canvased under the four components of fixed assets namely, Land, Buildings and Other Constructions, Machinery and Other Equipment and Transport Equipment. The information on employment and earnings was collected under two sub categories National and Non-Nationals. The number of male and female national persons engaged were collected separately, but salaries were canvased only for the total number of employees. In addition to the above non-national employees and their salaries also were canvased.

Further information extracted from the report :

Output
Information on output has been collected on shipment basis. The variables canvassed were the value of products moved out from the establishment, value of stocks of finished goods and receipts from industrial services rendered to others.

a. Value of products moved out
i. Value of products made by the establishment using its own raw materials.
ii. Products made by another establishment using material inputs owned by the establishment, have been considered, as the products made by the establishment and the following three situations have been considered as cases of moving out:
1. sending to another establishment or a person
2. sending to another branch of the same enterprise
3. sending abroad

These products were valued at the price at which the producer disposes of his goods to the customer (i.e. producer's price). All duties and taxes which fell on the products when they leave the establishment are included and subsidies recovered are excluded. Price rebates, discounts and allowances on returned goods allowed to the customer have been deducted and any transport charges which may be invoiced to the purchaser or user have been excluded. Products released to other establishments of the same enterprise have been treated as though sold and valued at producer's prices.

b. Stocks of finished goods
The values of stocks of finished goods at the beginning and at the end of the year 2006 have been collected. This consists of all finished goods made by the establishment using their own raw materials and manufactured by another establishment using raw materials owned by this establishment and ready for release. Finished goods held by the establishment which were made from materials owned by others have been excluded. Valuation is in producer's prices.

c. Receipts from Industrial Services
The total value of receipts from
i. Contract and Commission work done for others on materials owned by them,
ii. Repairs and installation work done for others,
iii. Sales of scraps and refuses,
iv. Own account investment work, have been included here.

d. Value of output
The value of output was obtained from the value of shipments and other receipts of Industrial
Services adjusted for changes in the values of stocks of finished goods during the reference period.
Value of Output = (Value of products moved out) + (Closing stocks of finished goods) - (Opening stocks of finished goods) + (Receipts from Industrial Services)

Inputs
Information on inputs has been collected covering the costs of
a. Raw materials, parts and components and packing materials (Imported and Indigenous) consumed,
b. Industrial services done by others for the establishment,
c. Fuel, Electricity & Water consumed.

a. Cost of raw materials, parts and components and packing materials
i. Cost of raw materials, packing materials purchased
All material inputs (Raw materials, parts, components containers and supplies) purchased by the establishment for the production process either in this establishment or in another establishment have been included. All materials have been valued at purchaser's prices. i.e. The delivered value at the establishment, including the purchase price transport charges, cost of insurance, all taxes and duties on the goods. Discounts or rebates allowed to the purchaser and the value of packing materials returned to the supplier have been deducted. The value of materials owned by others and received by the establishment for production process have been excluded and material inputs received by the establishment from other establishments of the same enterprise (not purchased) for processing have been valued as if purchased.
ii. Values of stocks of raw materials and packing materials etc. The opening and closing stocks of all input materials (imported and indigenous) including packing materials which are purchased (or treated as purchased) have been included. The valuation was at purchaser's prices. The stocks of raw material used for own account work for producing own fixed assets have been excluded.

b. Cost of industrial services done by others
The total cost of
i. Contract and commission work done by others on materials supplied by the establishments and
ii. Repairs and maintenance services provided by others are included.

c. Fuel, electricity and water consumed
The total of the values of Fuel (LPGas, Coal and Charcoal, Petrol, Diesel Oil, Furnace Oil, Kerosene Oil, Firewood and others) Electricity and Water consumed has been included.

Raw Materials Consumed
Raw materials consumed (i.e. actually used) has been computed by adjusting stocks of raw materials to the total value of raw materials (imported and indigenous) and packing materials purchased. Raw materials and packing materials consumed;
= (Raw materials and packing materials purchased (Imported + Indigenous)) + (Opening stocks of materials) - (Closing stocks of materials)

Value of Inputs
The total value of raw materials consumed, cost of industrial services done by others and Fuel, Electricity and Water consumed have been defined as the value of Inputs.

Value Added
Value added has been defined as the difference of the value of output and value of inputs i.e. value of Output - value of Inputs.

Fixed Capital Assets
The book value at the beginning of the year, value of gross additions during the year and depreciation of all assets with productive life of one year or more, owned by the establishment (i.e. Land, Buildings, Other Constructions and Land Improvements, Machinery and Other equipment, Transport equipment) have been collected. Leased or rented assets have not been included.

a. Book value at the beginning of the year
This refers to the original cost price of the item less its depreciation, less assets retired and sold up to the beginning of the year.

b. Gross additions to fixed assets during the year
This is defined as the total of the costs of new and second hand fixed assets acquired during the year and alterations, renovations and improvements purchased, cost of own account work less the value of sales of used fixed assets. Valuation of fixed assets acquired from others was to be at the delivered price plus cost of installation and any necessary fees and taxes. Valuation of fixed assets produced own account had to be valued with imputation for own labour and materials used and an allocation for overheads costs. Value of sales of used assets were to be at actual amounts realised.

Employment and Earnings
The information obtained on employment related to the number of persons engaged in the establishment.

a. Number of persons engaged
This is defined as the total number of persons who work in or for the establishment, including working proprietors, active partners, unpaid family workers, operatives and all other employees.

b. Working proprietors and active partners
All individual proprietors and partners who are actively engaged in the work of the establishment have been included here.

c. Unpaid family workers
All persons living in the household of the owners and working in the establishment, without a regular pay, for at least one third of the normal working time of the establishment and non-household members who do work without pay were included.

d. Operatives
All paid employees who were directly engaged in the production or related activities of the establishment including any clerical or working supervisory personal whose function was to record or expedite any step in the production process have been considered as operatives.

e. Other Employees
All paid employees excluding those covered as operatives are reported here, e.g. Managers, Directors, Laboratory and research workers, clerks, typists etc.

f. Wages and Salaries
All payments whether in cash or in kind made by the employers during the year 2006 in connection with the work done to all "employees" had been included here. i.e.
i. All regular and overtime cash payments houses and cost of living allowances.
ii. Wages and salaries paid during vacation sick leaves
iii. Taxes and social insurance contribution
iv. Payments in land.

Cleaning operations
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Certain fields were edited at the time of data entry.

摘要
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工业年度调查的目标包括：
1. 提供工业部门绩效和结构的指标。
2. 更新已有的工业单位列表。
地理覆盖范围
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全国
分析单元
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工业单位
总体
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所有拥有5人或以上员工的行业。
数据类型
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样本调查数据 [ssd]
抽样程序
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工业年度调查（ASI）主要采用邮政调查方式。然而，统计官员将被派遣至未回应的单位以获取完成的问卷。
2003/2004年工业普查中拥有5人或以上员工的全部工业单位构成了ASI的框架（样本总体）。
整个框架被划分为两个部分：拥有500人或以上员工的单位以及拥有“5至499人”员工的单位。500人或以上部分的全部单位和5至499人部分的概率样本（调查部分）均被调查。
调查部分进一步根据地理位置、工业活动和规模进行分层。地理层为25个行政区域。工业活动定义为行业分组水平，即ISIC两位数水平。规模类别根据雇佣人数和规模层定义为“5-9”、“10-14”、“15-19”、“20-24”、“25-29”、“30-49”、“50-99”、“100-149”、“150-199”、“200-299”、“300-499”、“500-999”和“1000”。当雇佣人数超过1000时使用规模层。
普查部分有446个单位，从24091个行业中选择另外1922个进行样本调查。对稀有行业给予了更高的选择概率。样本在层内系统性地选择。
（请参阅外部资源下的技术部分）
建议条目：
ASI主要采用邮政调查方式。然而，统计官员将被派遣至未回应的单位以获取完成的问卷。
2003/2004年工业普查中拥有5人或以上员工的工业单位列表构成了ASI的框架（样本总体）。
整个框架被划分为两个部分：拥有25人或以上员工的单位以及拥有5至24人员工的单位。25人或以上部分的全部单位和5至24人部分的概率样本（调查部分）均被调查。
调查部分进一步根据地理位置、工业活动和规模进行分层。地理层为25个行政区域。工业活动定义为行业分组水平，即ISIC两位数水平。雇佣人数规模类别定义为5-9、10-24和25人或以上。普查部分有4230个单位，从22430个行业中选择另外2079个进行样本调查。对稀有行业给予了更高的选择概率。样本在层内系统性地选择。
数据收集方式
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邮寄问卷 [mail]
研究工具
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问卷中包含20个问题。前14个问题涉及识别信息。第15至18个问题涉及投入和产出，第19和第20个问题关于单位的投资和劳动力。收集了货物移出、为他人提供的工业服务的收入和产出的期初和期末库存以编制总产出。投入包括2005年消耗的原材料的价值增加、电力、燃料和水的消耗。在固定资产的四个组成部分下，即土地、建筑物和其他建筑、机械和其他设备以及运输设备下，对年初账面价值、年内总增加额和折旧进行了调查。收集了就业和收入信息，分为国民和非国民两个子类别。分别收集了男性和女性国民参与者的数量，但只对员工总数进行了薪资调查。此外，还收集了非国民员工及其薪资信息。
从报告中提取的进一步信息：
产出
关于产出的信息已按出货方式收集。调查的变量包括从单位移出的产品的价值、成品库存的价值以及为他人提供的工业服务的收入。
a. 产品移出的价值
i. 使用自己的原材料制造的产品。
ii. 使用单位拥有的原材料制造的另一单位的产品，已视为单位制造的产品，以下三种情况被视为移出案例：
1. 发送给另一单位或个人
2. 发送给同一企业的另一分支机构
3. 发往国外
这些产品的价值按生产者将货物出售给客户的价格计算（即生产者价格）。包括离开单位时产品所承担的所有税费，并排除收回的补贴。扣除允许给客户的退货价格折让、折扣和津贴，并排除可能向购买者或用户开具的任何运输费用。释放给同一企业其他单位的产品的处理方式如同销售，并以生产者价格计价。
b. 成品库存的价值
已收集2006年年初和年末成品库存的价值。这包括使用自己的原材料制造的所有成品，以及使用该单位拥有的原材料并由另一单位制造的、准备释放的成品。使用他人拥有的材料制造的由单位持有的成品已被排除。估值以生产者价格计算。
c. 工业服务的收入
包括以下各项的总收入：
i. 为他人提供的材料拥有的合同和佣金工作，
ii. 为他人提供的维修和安装工作，
iii. 废料和废物的销售，
iv. 自有账户投资工作。
d. 产出价值
产出价值通过调整参考期间成品库存价值的变动，从货物价值和工业服务的其他收入中获得。产出价值 = （产品移出的价值）+ （成品期末库存）- （成品期初库存）+ （工业服务的收入）
投入
收集的投入信息涵盖了以下成本：
a. 原材料、零件和组件以及包装材料（进口和国内）的消耗，
b. 为单位提供的其他工业服务，
c. 消耗的燃料、电力和水。
a. 原材料、零件和组件以及包装材料的成本
i. 购买的原材料和包装材料的成本
所有单位为生产过程购买的原材料（在本单位或另一单位）的投入（原材料、零件、组件容器和供应品）均包括在内。所有材料均按购买者价格估值，即单位交付的价值，包括购买价格、运输费用、保险费用、所有税费以及商品的所有税费和关税。扣除允许给购买者的折扣或折让，以及包装材料退还给供应商的价值。排除为生产过程接收的其他单位（非购买）的投入材料的价值，以及按购买价格估值。
ii. 原材料和包装材料等库存的价值。包括所有输入材料（进口和国内）的期初和期末库存，包括购买的包装材料（或视为购买的）。估值按购买者价格计算。用于生产单位固定资产的自有账户工作的原材料库存已被排除。
b. 为他人提供的工业服务的成本
包括以下各项的总成本：
i. 为他人提供的材料拥有的合同和佣金工作，
ii. 由他人提供的维修和维护服务。
c. 消耗的燃料、电力和水
包括消耗的燃料（液化石油气、煤和木炭、汽油、柴油、炉油、煤油、木材和其他）电力和水的总价值。
原材料消耗
消耗的原材料（即实际使用）通过调整原材料库存到原材料（进口和国内）和包装材料购买的总价值来计算。
原材料和包装材料消耗 = （原材料和包装材料购买（进口+国内））+ （材料期初库存）- （材料期末库存）
投入价值
原材料消耗的总价值、为他人提供的工业服务的成本以及燃料、电力和水的消耗的总价值被定义为投入价值。
增值
增值被定义为产出价值与投入价值的差额，即产出价值 - 投入价值。
固定资产
收集了单位拥有的、使用寿命为一年或以上的所有资产的账面价值、年内总增加额和折旧，包括土地、建筑物和其他建筑、土地改良、机械设备和其他设备以及运输设备。
未包括租赁或租用的资产。
a. 年初账面价值
这指的是项目的原始成本减去折旧、减去截至年初退役和出售的资产的价值。
b. 固定资产年内总增加额
这定义为当年获得的新和二手固定资产的成本总和，以及购买的改变、翻新和改进的成本，自有账户工作的成本减去已售出固定资产的价值。从他人处获得的固定资产的估值应为交付价格加上安装成本和任何必要的费用和税费。自有账户生产的固定资产的估值应考虑自有劳动力和材料的使用，以及分摊的管理费用。已售出固定资产的价值应为实际实现的金额。
就业和收入
收集的与就业相关的信息涉及单位中参与的人数。
a. 参与人数
这定义为在单位工作或为单位工作，包括工作业主、活跃合伙人、无报酬的家庭工人、操作员以及所有其他员工的总数。
b. 工作业主和活跃合伙人
所有积极参与单位工作的个人业主和合伙人包括在内。
c. 无报酬的家庭工人
所有居住在业主家庭中并在单位工作，无固定报酬，至少占单位正常工作时间三分之一的人员，以及非家庭成员无报酬工作的人员包括在内。
d. 操作员
所有直接参与单位生产或相关活动的支付员工，包括任何记录或加速生产过程中任何步骤的文书或工作监督人员，均被视为操作员。
e. 其他员工
除操作员以外的所有支付员工均在此报告，例如经理、董事、实验室和研究人员、文书、打字员等。
f. 工资和薪金
所有雇主在2006年年内为完成的工作向所有“员工”支付的现金或实物支付均包括在内。即：
i. 所有常规和加班现金支付、住房和成本生活津贴。
ii. 假期病假期间支付的工资和薪金。
iii. 税收和社会保险贡献。
iv. 土地的支付。
清洁操作
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某些字段在数据录入时进行了编辑。