Dataset in support of the thesis 'The practical consequences of the transformation of the UK fixed income, currency, and commodity markets ("FICC") into algorithmic realms for the management of conduct risk'

Data type: interview transcripts.

Associated publications:

CULLEY, A. 2024. The practical consequences of the transformation of the UK fixed income, currency, and commodity markets (“FICC”) into algorithmic realms for the management of conduct risk. Doctoral thesis.

CULLEY, A. 2021. Identifying and mitigating ‘conduct risk’ in algorithmic FICC trading. Journal of Financial Compliance, 4(3), 267-281.

CULLEY, A. 2023b. Is employees' understanding of conduct risk aligned with values espoused in their employers' public statements? Journal of Financial Compliance, 7(1), 82-100.

CULLEY, A. C. 2022. Does the deployment of algorithms combined with direct electronic access increase conduct risk? Evidence from the LME. Journal of Financial Regulation and Compliance, 31(2), 220-236.

CULLEY, A. C. 2023c. Insights into UK investment firms’ efforts to comply with MiFID II RTS 6 that governs the conduct of algorithmic trading. Journal of Financial Regulation and Compliance, 31(5), 607-629.