FCA: Improving the Appointed Representatives regime through greater use of data

Name: FCA: Improving the Appointed Representatives regime through greater use of data
Creator: Financial Conduct Authority (FCA)
Published: 2026-04-25T04:20:05+08:00

data.gov.uk2023-09-28 更新2026-04-25 收录

金融监管合规

指定代表制度

数据链接：

https://www.data.gov.uk/dataset/24b5b3d7-a941-4ed1-9707-80afc29551ba/fca-improving-the-appointed-representatives-regime-through-greater-use-of-data 数据链接链接失效反馈

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资源简介：

This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the...

提供机构：

Financial Conduct Authority (FCA)

FCA: Improving the Appointed Representatives regime through greater use of data

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