FCA: Consumer investments data review 2021

The FCA summarises its work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

The FCA's 2021/22 Business Plan sets out its consumer priorities for the year ahead. One of these priorities is to enable consumers to make effective investment decisions. In early 2022, the FCA will publish its consumer strategy to set out its ambition for this market. Ahead of that, it is publishing more detail on its Consumer Investment Strategy to explain the work it will be doing to ensure consumers can invest with confidence, make informed decisions about the risks involved and be aware of the regulatory protections provided.

This report – the second in a regular series – is published alongside the Strategy and offers greater transparency about the FCA's activities to protect consumers from investment harm. It focuses on the period between 1 April 2020 and 31 March 2021

英国金融市场行为监管局（Financial Conduct Authority，简称FCA）概述了其在2020年4月1日至2021年3月31日期间，针对投资市场消费者损害的应对工作。FCA的2021/22年度业务计划明确了未来一年的消费者优先事项，其中之一即为助力消费者做出有效的投资决策。2022年初，FCA将发布其消费者战略，以阐述该市场的雄心。在此之前，FCA将发布更多关于其消费者投资策略的详细信息，以阐释为确保消费者能够有信心投资、对所涉风险做出明智决策并了解提供的监管保护，FCA将开展的工作。本报告——作为定期系列报告的第二份——与策略一同发布，旨在提高FCA保护消费者免受投资损害活动的透明度。本报告聚焦于2020年4月1日至2021年3月31日期间的相关活动。