Morningstar Equity Ownership

Packages in the Ownership category provide a comprehensive view of who owns public equities — from large institutional asset managers and mutual funds through to corporate insiders and regulatory filers. This data covers both the current ownership picture and the flow of shares through insider transactions, enabling analysis of institutional conviction, insider sentiment, ownership concentration, and short selling activity. Coverage spans global markets with data sourced from regulatory filings (SEC 13F, SEDAR, UK Major Shareholder notifications), fund disclosures, and exchange-reported short interest.

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# Packages

## Ownership - Asset Managers

Takes the individual fund holdings data in the Managed Investment package and aggregates it to show the extent to which each asset manager is invested in a stock across all their individual funds and share classes.

Datasets:

- Ownership Detail - Fund Company

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## Ownership - Insiders

Provides data relating to the shares held by, and transactions conducted by, senior executives and directors of companies with shares listed in the United States and the United Kingdom.

Datasets:

- Insider Trading Activities
- Ownership Detail - Insiders

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## Ownership - Managed Investments

Provides the equity holdings from those portfolios and gives a breakdown of fund ownership in each stock. Morningstar’s portfolio holdings database covers over 600,000 managed investments across 30+ countries, regularly receiving updated portfolios from fund managers and administrators.

Datasets:

- Ownership Detail - Mutual Fund

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## Ownership - Regulatory Reporting

Provides the holdings data that we collect from a range of regulatory filings released in accordance with disclosure rules via the Securities and Exchange Commission filings in the United States, System for Electronic Document Analysis and Retrieval filings in Canda, and via the Regulatory Information Service providers in the United Kingdom.Filings covered include 13Fs, Schedule Ds, TR-1s, and SEDAR Early Warning Reports, among others.

Datasets:

- Ownership Detail - SEC and SEDAR
- UK Major Shareholder Transactions

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## Ownership - Summary

Provides an overview into the number of shareholders, by reporting method, in each stock. Powered by all sources of ownership data used by Morningstar, this includes the number of shareholders, number of shares held by those owners, and how many shares were acquired and disposed of during the month.

Datasets:

- Ownership Summary - Funds and Regulatory Filings
- Ownership Summary - Insiders

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## Short Interest

Provides key data relating to the number of shares held via short interest. Sourced from the stock exchanges, short interest data is available for stocks listed on NYSE, Nasdaq, and the Toronto Stock Exchange, for clients with the appropriate licenses with the exchanges. Data collection after January 1, 2008, event-based updated bi-weekly for US and Canada.

Datasets:

- Short Interest v1
- Short Interest v2

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*How to Get Access:*

*1. Select 'Request' on the listing page*

*2. Include your name, company, email, and a brief message describing your use case*

原始信息汇总

Morningstar Equity Ownership 数据集概述

数据集名称

Morningstar Equity Ownership

数据集提供方

Morningstar

数据集描述

该数据集提供上市公司股权的全面视图，涵盖机构持仓、内部人交易、基金所有权、监管备案和空头头寸。数据源自监管备案文件（如SEC 13F、SEDAR、英国大股东通知）、基金披露和交易所报告的空头头寸，覆盖全球市场。数据既包括当前的所有权状况，也包括通过内部人交易产生的股份流动，可用于分析机构信心、内部人情绪、所有权集中度和卖空活动。

数据包与数据集

所有权 - 资产管理公司

将“管理投资”数据包中的单个基金持仓数据汇总，以显示每家资产管理公司通过其所有单个基金和份额类别对某只股票的投资程度。

• 数据集:
  • Ownership Detail - Fund Company

所有权 - 内部人

提供与在美国和英国上市公司的资深高管和董事所持股份及所进行交易相关的数据。

• 数据集:
  • Insider Trading Activities
  • Ownership Detail - Insiders

所有权 - 管理投资

提供来自投资组合的股票持仓数据，并细分每只股票的基金所有权。Morningstar的投资组合持仓数据库覆盖30多个国家的超过600,000只管理投资，定期接收来自基金管理人和管理人的更新投资组合。

• 数据集:
  • Ownership Detail - Mutual Fund

所有权 - 监管报告

提供从一系列根据披露规则发布的监管备案文件中收集的持仓数据，包括美国证券交易委员会备案、加拿大电子文档分析与检索系统备案以及英国监管信息服务提供商发布的文件。涵盖的备案包括13F、Schedule Ds、TR-1s和SEDAR早期预警报告等。

• 数据集:
  • Ownership Detail - SEC and SEDAR
  • UK Major Shareholder Transactions

所有权 - 摘要

提供按报告方法划分的每只股票股东数量的概览。该数据由Morningstar使用的所有所有权数据源提供支持，包括股东数量、这些所有者持有的股份数量以及当月收购和处置的股份数量。

• 数据集:
  • Ownership Summary - Funds and Regulatory Filings
  • Ownership Summary - Insiders

空头头寸

提供与通过空头头寸持有的股份数量相关的关键数据。数据源自证券交易所，适用于在NYSE、Nasdaq和多伦多证券交易所上市的股票（客户需拥有交易所的相应许可）。数据收集始于2008年1月1日之后，美国和加拿大的数据基于事件每两周更新一次。

• 数据集:
  • Short Interest v1
  • Short Interest v2

业务需求应用场景

• 机构资金流分析: 跟踪机构所有权随时间的变化，以识别积累和分布模式。
• 内部人情绪监控: 跟踪内部人交易模式、净买卖比率，并将内部人活动与每家公司的历史常态进行比较。
• 所有权集中度风险: 评估集中所有权风险。
• 空头头寸与轧空分析: 监控相对于流通股和平均日成交量的空头头寸水平。
• 监管合规: 以特定监管制度（如SEC 13F、加拿大SEDAR、英国DTR 5）要求的格式访问所有权数据。
• 激进投资者监控: 通过13F备案、内部人所有权变化和阈值交叉识别新兴的激进投资者头寸。

数据更新频率

每日

时间覆盖范围

1999年1月1日之后 基于事件更新

地理覆盖范围

• 阿根廷
• 巴西
• 爱尔兰
• （及其他国家）

云区域可用性

AWS

• Africa (Cape Town)
• Asia Pacific (Jakarta)
• Asia Pacific (Mumbai)
• Asia Pacific (Osaka)
• （及其他49个区域）

获取方式

1. 在列表页面选择“Request”。
2. 提供您的姓名、公司、电子邮件以及描述您使用案例的简短信息。

联系信息

• 销售: [e-mail]
• 支持: [e-mail]

法律条款

离线提供

关于提供方

Morningstar是公开和私人市场独立投资数据、研究和洞察的领先提供商。其在Snowflake Marketplace上的数据使投资专业人士能够直接访问Morningstar受信任的股票和（即将推出）管理投资数据，以及指数数据；ESG、监管和气候评级；信用评级和信用情报。这些数据集共同帮助投资者评估投资、基准绩效、评估风险，并在投资组合和工作流程中整合可持续性考量。