SEC Registered Investment Advisers-Form ADV Part 1A

Purchase includes a single data set of up to 12 months of Investment advisers file Form ADV Part 1A with Schedule D 5K detail data, including SEC compliance answer submissions, Asset Class % Allocations, Asset $ Values Under Management, Borrowing & Derivatives Exposure, and more.

Investment advisers file Form ADV Part 1 to register with the SEC and/or the states or file certain sections of Form ADV to report as an Exempt Reporting Adviser with the SEC, and must periodically update the information on their forms. Form ADV contains information about an investment adviser and its business operations. Form ADV also contains disclosure about certain disciplinary events involving the adviser and its personnel. The data published in the Investment Adviser Information Reports are a subset of the information that is filed on Form ADV by investment adviser firms.

View Name:
- SECINVESTMENTADVISERS_FORMADVDEMO

Field Names:
- ADVBA_FILINGID: Unique filing ID assigned by the SEC/FINRA
- ADVBA_FORMVERSION: Version of report submitted to the SEC/FINRA
- ADVBA_DATESUBMITTED: Date report was submitted to SEC/FINRA
- ADVBA_REGCONTACTNAME: Registered contact name
- ADVBA_REGCONTACTTITLE: Registered contact title
- ADVBA_REGCONTACTPHONE: Registered contact phone
- ADVSD_5K1AIMID: Mid Year % Exchange-Traded Equity Securities
- ADVSD_5K1AIEOY: End of Year % Exchange-Traded Equity Securities
- ADVSD_5K1AIIMID: Mid Year % Non Exchange-Traded Equity Securities
- ADVSD_5K1AIIEOY: End of Year % Non Exchange-Traded Equity Securities
- ADVSD_5K1AIIIMID: Mid Year % U.S. Government/Agency Bonds
- ADVSD_5K1AIIIEOY: End of Year % U.S. Government/Agency Bonds
- & more

Please refer to the Form ADV Part 1A for the latest US Securities & Exchange Commission legal disclaimers and description of the data fields included in these reports. https://www.sec.gov/about/forms/formadv.pdf