Global Standards Screening (GSS)

Investors are under increased scrutiny to be able to identify companies that fail to live up to these standards, when taking investment decisions and monitoring portfolio companies, and avoid reputational damage and decrease in shareholder value.

Sustainalytics’ Global Standards Screening (GSS) assesses companies’ compliance with the United Nations’ (UN) Global Compact Principles. It identifies companies that are violating or are at risk of violating these Principles, by assigning one of the following three statuses – Non-Compliant, Watchlist or Compliant. The nature and scope of impact on stakeholders is one of the primary ways we determine this. GSS also provides information on related standards such as the Organization for Economic Co-operation and Development’s (OECD) Guidelines for Multinational Enterprises and the UN Guiding Principles on Business and Human Rights, as well as their underlying conventions.

Investors use GSS to support their due diligence in taking investment<br/>decisions, to pro-actively manage reputational and potential financial risks and to fulfill clients’ ESG and screening and engagement mandates.

Finally, the GSS forms the basis of Sustainalytics’ Global Standards<br/>Engagement (GSE) a separate services investors can subscribe to whereby we engage with non-compliant companies on their behalf.

Tables included:

- GSS_Details_v1_YYYYMMDD_SAMPLE
- GSS_v1_YYYYMMDD_SAMPLE

Sample Fields

- Overall Global Standards Screening Assessment
- Global Compact Non-Compliant Principle Description
- Global Compact Non-Compliant Principle Number
- Reason for Non-Compliant Assessment
- Previous Overall Global Standards Screening Assessment
- Outlook

投资者在做出投资决策及监控投资组合企业时，面临愈发严格的审查要求——需精准识别未能达到既定标准的企业，以此规避声誉损失与股东价值缩水。

Sustainalytics的全球标准筛查（Global Standards Screening, GSS）用于评估企业对联合国（United Nations, UN）全球契约原则的合规性。该工具通过为企业赋予以下三类状态之一——不合规、观察名单、合规——来识别存在违反上述原则风险或已违反原则的企业。我方主要通过其对利益相关方造成影响的性质与范围完成此项判定。此外，GSS还涵盖经济合作与发展组织（Organization for Economic Co-operation and Development, OECD）《跨国企业指南》、联合国《商业与人权指导原则》及其相关公约等关联标准的配套信息。

投资者可借助GSS支撑投资决策相关的尽职调查工作，主动管控声誉与潜在财务风险，并落实客户的环境、社会及治理（Environmental, Social and Governance, ESG）筛查与参与类委托要求。

此外，GSS亦是Sustainalytics旗下另一项可供投资者订阅的服务——全球标准参与（Global Standards Engagement, GSE）的核心基础，该服务将由我方代表投资者与不合规企业开展沟通对接。

包含以下数据表：
- GSS_Details_v1_YYYYMMDD_SAMPLE
- GSS_v1_YYYYMMDD_SAMPLE

样本字段如下：
- 全球标准筛查整体评估结果
- 全球契约不合规原则说明
- 全球契约不合规原则编号
- 不合规评估依据
- 上期全球标准筛查整体评估结果
- 评估展望

搜集汇总

背景与挑战

背景概述

Global Standards Screening (GSS) 通过评估企业对联合国全球契约原则的合规性（分为合规/观察/不合规三类），帮助投资者识别ESG风险并支持投资决策。该数据集包含合规评估结果、违规原因说明等详细字段，并作为Sustainalytics全球标准参与服务的基础。