FCA: Financial promotions quarterly data 2023 Q4

The FCA gives a summary of data generated between 1 October 2023 and 31 December 2023 from its actions against firms breaching financial promotion rules, and referrals and investigations into unregulated activity. This data provides an overview of how the FCA is working to improve standards across the market so that consumers are provided with clear and fair financial promotions which are not misleading. ##What’s included in the data * Key messages * Authorised firms * Unauthorised firms * Examples of our work on financial promotions during 2023 Q3英国金融行为监管局（Financial Conduct Authority，FCA）汇总了2023年10月1日至2023年12月31日期间，针对违反金融促销规则的机构所采取的执法行动，以及针对未受监管活动的转介与调查所生成的相关数据。 本数据集旨在概述FCA如何致力于提升全市场合规标准，以确保消费者能够获得清晰、公正且无误导性的金融促销信息。 ## 数据集包含内容 * 核心要点 * 持牌机构 * 未授权机构 * 2023年第三季度该局在金融促销监管领域相关工作的典型案例