FCA: Financial promotions quarterly data 2022 Q2

The FCA analyses the data, from 1 April 2022 – 30 June 2022, resulting from action it has taken against authorised firms breaching financial promotion rules and referrals, and investigations into unregulated activity. The data the FCA gathers means it can monitor developments in the market, get insights into sectors it has concerns about and act to prevent consumers from harm. The latest data shows the FCA reviewed 451 financial adverts relating to authorised firms, and its engagement resulted in 374 promotions being amended or withdrawn. Retail investments and retail lending are the sectors with the highest amend/withdraw outcomes, amounting to 83% of the FCA's interventions with authorised firms.英国金融行为监管局（Financial Conduct Authority, FCA）将对2022年4月1日至2022年6月30日期间的相关数据开展分析，该类数据源自其针对违反金融宣传监管规则及转介规定的持牌机构所采取的执法行动，以及针对非合规经营活动开展的调查。该局所收集的此类数据，可助力其监测市场动态、深入了解其存在监管顾虑的行业领域，并采取措施防范消费者权益受损。最新数据显示，FCA共审查了451份涉及持牌机构的金融广告，通过监管介入促使374条金融宣传内容完成修正或撤回。零售投资与零售信贷领域的修正/撤回处置占比最高，合计达该局针对持牌机构监管干预行动的83%。