Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer

These mandatory information collections must be submitted in certain circumstances by a municipal security dealer (MSD) that is itself or is a subsidiary of a state...此类强制性信息采集工作，需由自身为州属机构或州属机构子公司的市政证券交易商（MSD）在特定情形下提交。