Statistics of case information.
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To prevent the over-extension of punitive damages in private law, as has occurred in some common law jurisdictions, China requires the presence of “serious circumstances” as a prerequisite for applying punitive damages in intellectual property infringement cases. However, this requirement still lacks a clear theoretical framework and concrete identification elements. This study illustrates China’s approach by analyzing judicial decisions, and reveals: (1) sixteen elements used by judges to assess the seriousness of intellectual property infringement, which can be consolidated into three key categories: subjective malevolence, degree of conduct, and resulting damage; (2) differences in judicial emphasis across types of intellectual property, with copyright cases focusing on subjective malevolence and industrial property cases emphasizing scale and duration of infringement; (3)cases involving significant social harm are more likely to result in higher punitive damages multipliers; and(4) judges take into account not only the severity of infringement but also the goals and functions of punitive damages.
为避免私法(private law)领域惩罚性赔偿(punitive damages)的过度扩张(如同部分普通法司法辖区(common law jurisdictions)出现的情形),中国在知识产权侵权(intellectual property infringement)案件中适用惩罚性赔偿时,要求以"严重情节"作为必备前提。但该要件目前仍缺乏清晰的理论框架与具体的认定要素。本研究通过分析司法裁判(judicial decisions)阐释我国的规制路径,并揭示如下结论:(1) 法官用以评估知识产权侵权严重程度的十六项考量要素,可归纳为三大核心类别:主观恶意(subjective malevolence)、行为情节程度(degree of conduct)与损害后果(resulting damage);(2) 不同类型知识产权案件的司法裁判侧重点存在差异:著作权(copyright)案件侧重考察主观恶意,工业产权(industrial property)案件则更关注侵权的规模与持续时长;(3) 涉及重大社会危害性的案件,更可能获得更高倍数的惩罚性赔偿;(4) 法官在裁判时不仅会考量侵权行为的严重程度,还会兼顾惩罚性赔偿的制度目标与功能定位。



